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Senior Audit Supervisor, Investment Management

Bank of America

New York, NY
Job Code:
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Job Details

Company Bank of America

Job Title Senior Audit Supervisor, Investment Management

Jobid bankofamerica-16050744NewYorkNY

Location: New York, NY, 10176, USA

Description **Job Description:**

Provides expertise, advice and counsel based on advanced business and/or audit experience to a complex business and/or across several business groups. Provides leadership for projects and team activities. Proactively implements audit strategy for the sound application of risk based practices by defining audit scope, audit program, and review and test procedures. Exercises judgment and influences senior business managers and peers. Helps business partners balance their business strategy with appropriate risk management controls. Contributes to the development, implementation and communication of Audit's missions, goals and strategies. Interacts with regulatory agencies, external consultants and other internal risk management groups.


Provides expertise, advice and counsel based on advanced business and/or audit experience within wealth management and investment management complex businesses.

Provides leadership for projects and audit activities over portfolio and asset management activities.

Proactively implements audit strategy for the sound application of risk based practices

Exercises judgment and influences the business and peers.

Build and maintain key relationships with stakeholders.

Required Skills :

+ At least 5 years of asset/investment management experience in audit, the line of business and/or other related control/risk/compliance function experience

+ Knowledge of asset/investment management services and supporting operations within a wealth management business including portfolio management, portfolio construction, trading, and wealth advisory services

+ Knowledge of applicable laws and regulatory requirements including banking (specifically OCC 12 CFR 9) and broker/dealer regulations (FINRA, SEC)

+ Excellent communication skills; Verbal / Written Communication (Executive Summary)Proficient work paper review skills

+ Excellent risk assessment skills

+ In-depth product knowledge

+ Ability to influence your business partner

+ Strong project management skills

+ Strong coach and trainer

+ Associate performance management

+ Displays personal courage and makes difficult decisions

+ Basic Analytical / Automation Skills; Strong understanding of principles

+ Critical Thinking / Problem Solving

Desired Credentials:

+ CFA, Certificate in Investment Performance Measurement, Certified Trust and Financial Advisor, CIA, or other investment related certification or licensing, MBA or CPA

**Posting Date** : 12/21/2016

**Location** : US-NJ-Pennington, US-NY-New York

**Travel** : Yes, 20% of the time

**Full / Part-time** : Full time

**Hours Per Week** : 40

**Shift** : 1st shift

**Assistance for Applicants with Disabilities**

Bank of America is committed to ensuring that our online application process provides an equal employment opportunity to all job seekers, including individuals with disabilities. If you believe you need a reasonable accommodation in order to search for a job opening or to submit an application, please visit the Applicants with Disabilities page at .

**Diversity & Inclusion**

At Bank of America, our commitment to diversity and inclusion is helping us to create not only a great place to work, but also an environment where our employees, our customers and our communities around the world can reach their goals and connect with each other. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status.

**Frequently Asked Questions**

Need to know how to apply online, view a list of your submitted job applications or reset your password? Visit our FAQ at section for answers to these questions and more.

Success begins with building relationships.

At Bank of America, our customers are at the center of everything we do. Our focus is on helping each one find the right financial solutions. With a wide range of career opportunities available, we invite you to realize your career goals with us while assisting customers with what matters most to them.

Welcome to Careers at Bank of America.

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